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Showing 231 to 240 of 1609 search results for short position.

231. Chief Executive speaks at APM about recent work and future challenges

     Speeches Published: 20/07/2016 Last modified: 20/07/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

232. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

     Press Releases Published: 19/12/2012 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

233. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

     Press Releases Published: 12/12/2013 Last modified: 07/02/2022
     Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

234. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

     Press Releases Published: 23/06/2015 Last modified: 23/06/2015
     bonuses). The new framework aims to further align risk and individual reward in the banking sector to discourage irresponsible risk-taking and short-termism, and to encourage more effective risk management. ... Our intention is that people in positions

235. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

     Speeches Published: 24/09/2021 Last modified: 24/09/2021
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

236. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

     Press Releases Published: 12/10/2016 Last modified: 12/10/2016
     The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

237. Financial Lives January 2023: Consumer experience of the rising cost of living – the burden of bills and ways to get support

     Financial Lives Published: 17/05/2023 Last modified: 26/07/2023
     The FCA are providing selected statistics in this research note from its Financial Lives cost of living (Jan 2023) recontact survey, to give an insight into the financial situation UK adults experienced over the 6 months to January 2023.

238. Financial regulator sets out further reforms to improve markets and bolster competitiveness

     Press Releases Published: 05/07/2023 Last modified: 05/07/2023
     FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre. 

239. Occasional Paper No. 28: Preventing financial distress by predicting unaffordable consumer credit agreements: An applied framework

     Occasional papers Published: 31/07/2017 Last modified: 31/07/2017
     In this paper, we provide theoretical and practical evidence to help develop more effective affordability rules.

240. Further guidance on enhancing resilience in Liability Driven Investment

     Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
     The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.