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Showing 301 to 310 of 1609 search results for short position.

301. FSA Final Notice 2011: James Robert Short [pdf]

     Final notices Published: 10/08/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against James Robert Short

302. Investing in crypto

     Last modified: 10/05/2024
     A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.

303. Cryptoassets

     Cryptoassets Focus areas Last modified: 07/06/2024
     Our developing approach to regulating cryptoassets looks to mitigate the risks we see in the market while supporting technology that has the potential to benefit people.

304. Short Term Reinsurance

     Warnings Published: 24/09/2014 Last modified: 24/09/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

305. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 02/07/2024
     Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.

306. Laying myths to rest

     Speeches Published: 17/10/2013 Last modified: 17/10/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

307. FCA Innovation Hub survey

     Last modified: 27/03/2022
     Please help us to continue improving our website by completing this short survey.

308. How to apply for authorisation or registration

     Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
     If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

309. Credit reporting: Interim Working Group (IWG)

     Consumer credit firms Published: 05/12/2023 Last modified: 05/07/2024
     The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

310. Market Watch 77

     Newsletters Published: 14/02/2024 Last modified: 14/02/2024
     Newsletter on market conduct and transaction reporting issues, February 2024.