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Showing 341 to 350 of 1609 search results for short position.
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Short Form A - Solo-regulated firms [docx]
Application to perform controlled functions including senior management functions. -
Competing on integrity
Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
100 days of the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
CP23/33: Consultation on Payments to data providers and forms for Data Reporting Services Providers including Policy Statement for the framework for UK consolidated tape (CP23/15) [pdf]
This Policy Statement summarises the feedback received and sets out our final position on the rules and guidance to be included in the FCA Handbook on the bond CT. It also provides some feedback on the discussion paper questions on an equities CT. -
Protect yourself from scams
Scams can be sophisticated, but if it sounds too good to be true, it probably is. Find out how to spot the warning signs of investment, pension and other financial scams. -
Find out how PSD2 affects your business - use our PSD2 Navigator
Short video to find out how you can benefit from using the PSD2 Navigator. -
FS20/11: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (motor finance, high-cost short-term credit, rent-to-own, buy-now pay-later and pawnbroking) [pdf]
This feedback statement affects firms that provide motor finance; high-cost short-term credit products; and buy-now pay-later, rent-to-own and pawnbroking agreements. -
Is it the right investment for you?
With so many different investments on offer, following these five steps can help you choose investments that suit your needs and aims. -
Interest rate hedging products - Banks progress position [pdf]
Interest rate hedging products - This table summarises the banks’ progress and the position at the end of March 2016 -
Professional indemnity insurance
Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.