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Showing 371 to 380 of 1609 search results for short position.

371. PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules [pdf]

     Policy statements Published: 04/06/2019
     This Policy Statement summarises feedback received to CP18/20 and sets out the final policy positions and the final rules.

372. Product intervention measures for retail binary options [pdf]

     Policy statements Published: 29/03/2019
     The FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.

373. New appointment to FCA Board announced

     News stories Published: 12/04/2020 Last modified: 14/04/2023
     The Treasury confirms the appointment of Sophie Henderson as a Non-Executive Director to the FCA Board.

374. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

375. PS16/15: Feedback on CP15/33, Consumer credit: proposals in response to the CMA's recommendations on high-cost short-term credit [pdf]

     Policy statements Published: 26/05/2016 Last modified: 26/05/2016
     In this Policy Statement we report on the main issues arising from Consultation Paper 15/33 (October 2015) and publish final rules for price comparison websites comparing HCSTC products. These come into force on 1 December 2016.

376. FSA - GC11/12 [pdf]

     Guidance consultations Published: 24/05/2011 Last modified: 11/07/2016
     We are issuing this guidance to set out our expectations on firms using the Supervisory Formula Method (SFM) to calculate risk-weighted exposure amounts (RWEA) for unrated securitisation positions.

377. FSA - FG11/18 [pdf]

     Finalised guidance Published: 18/10/2011 Last modified: 20/10/2014
     This guidance relates to the position where, in broad terms, a firm is hiring a new staff member (X) and is seeking to ‘buy out’ an existing award of deferred variable remuneration made by X’s previous employer.

378. FSA - GC11/14 [pdf]

     Guidance consultations Published: 06/07/2011 Last modified: 11/07/2016
     This guidance relates to the position where, in broad terms, a firm is hiring a new staff member (X) and is seeking to ‘buy out’ an existing award of deferred variable remuneration made by X’s previous employer.

379. CP14/10 - Proposals for a price cap on high-cost short-term credit [pdf]

     Consultation papers Published: 15/07/2014 Last modified: 15/07/2014

380. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.