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Showing 411 to 420 of 1609 search results for short position.

411. Examples of unfair terms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
     Find how your firm can spot an unfair contract term and avoid including it in a consumer contract.

412. Temporary prohibition of short selling: Saipem

     Statements Published: 05/06/2015 Last modified: 13/03/2017
     Temporary prohibition of short selling: Saipem. Statements First published:. 05/06/2015. Last updated: 13/03/2017. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under

413. The Evolution of the Mortgage Market

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     increased number of consumers will not be in a position to repay their mortgages before they retire. ... But consumers struggling to cope with debt may feel pressured to find a solution and enter into an agreement that prolongs and could even worsen

414. Retirement income market data

     News stories Published: 07/01/2016 Last modified: 13/01/2016
     The analysis and findings of the data are set out in detail in the report however we have produced a short summary of the key findings in the graphic below.

415. Report wrongdoing or misconduct in financial services

     Last modified: 27/02/2023
     If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

416. Market Watch 68

     Newsletters Published: 16/11/2021 Last modified: 19/11/2021
     In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.

417. Client assets: RMAR

     Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
     Read more about completing returns in Gabriel for client assets: RMAR

418. Complaints data items: FAQs

     Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
     Complaints data items: FAQs

419. Consultation UKLA Technical Note 708.2 - Sponsor’s obligations on financial position and prospects procedures [pdf]

     UK Listing Authority Published: 06/08/2014 Last modified: 30/03/2015

420. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023