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Showing 421 to 430 of 1609 search results for short position.

421. Regulation as a spur to growth

     Speeches Published: 05/06/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

422. FCA bans Terry Farr

     Press Releases Published: 29/05/2019 Last modified: 29/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

423. Temporary restriction in short selling

     Statements Published: 18/03/2016 Last modified: 18/03/2016
     Temporary restriction in short selling. Statements First published:. 18/03/2016. Last updated: 18/03/2016. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23

424. How to claim compensation if a firm fails

     Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
     If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.

425. It's time for an Enlightenment on financial inclusion

     Speeches Published: 29/09/2023 Last modified: 29/09/2023
     Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

426. Considering a defined benefit pension transfer

     Consumers Your rights Published: 04/06/2020 Last modified: 24/08/2023
     Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved.

427. Position limits for commodity derivative contracts [xlsx]

     Data Published: 10/10/2019 Last modified: 10/07/2023
     The full list of bespoke and de minimis contracts which are aggregated and their Venue Product Codes.

428. Regulation for a different world

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

429. 5 questions to ask before you invest

     InvestSmart Last modified: 07/09/2023
     To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

430. UK EMIR notifications and exemptions

     Markets policy Published: 24/05/2016 Last modified: 17/07/2023
     Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.