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Showing 431 to 440 of 1609 search results for short position.

431. Number of STORs received: 2020

     Markets Market abuse Published: 28/02/2020 Last modified: 28/02/2024
     Find out how many suspicious transaction and order reports the FCA received in 2020.

432. Our approach to international firms

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

433. Full-scope UK AIFM applications

     Markets Published: 08/06/2016 Last modified: 08/02/2023
     The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.

434. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

     Final notices Published: 17/11/2023
     This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

435. Mark Steward to step down from the FCA

     Press Releases Published: 18/10/2022 Last modified: 18/10/2022
     Mark Steward has announced he will be stepping down as the FCA’s executive director of Enforcement and Market Oversight after seven years with the regulator.

436. 10% depreciation notifications

     Statements Published: 22/12/2022 Last modified: 22/12/2022
     We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

437. Overview of competition at the FCA

     Speeches Published: 03/08/2017 Last modified: 03/08/2017
     Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

438. The power of benchmarks: an analysis of the ICE swap rate

     Insight Published: 03/07/2017 Last modified: 03/07/2017
     Note: The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position.

439. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 01/07/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

440. Meeting the growth challenge

     Speeches Published: 15/05/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.