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Showing 441 to 450 of 1609 search results for short position.
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Our investigations – the evolving approach
Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum. -
Improving access to insurance
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the FCA Insurance Access event. -
Nothing to fear from high standards
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Technical Note: Sponsors’ obligations on financial position and prospects procedures – FCA TN 708.3 (Amendment) [pdf]
Understand how the FCA expects sponsors to approach their work to comply with obligations under UKLR 24.3.2R(5). -
Modification by consent: COBS TP 2.38BR
Find out how this modification works and how to take advantage of it. -
IRHP: determining the level of redress
IRHP: determining the level of redress. -
Transparency in asset management
At our annual Asset Management Conference, we outlined our strategy focused on short- and long-term asset management reforms to ensure the UK remains one of the main centres for investment -
High-cost credit and consumer credit
Read about the actions the FCA has taken to protect consumers since it took on the regulation of consumer credit in 2014. -
Information on firm permissions
The FCA responds to a request for information on firm positions -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.