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Showing 481 to 490 of 1609 search results for short position.

481. New priorities for banking reform

     Speeches Published: 17/06/2015 Last modified: 17/06/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.

482. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

483. Internal investigations by firms

     Speeches Published: 05/11/2015 Last modified: 05/11/2015
     Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

484. Service standards 2020/21

     Data Published: 15/07/2021 Last modified: 15/07/2021
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

485. The FCA’s view of green mortgages

     Speeches Published: 19/04/2023 Last modified: 19/04/2023
     Speech by David Geale, Director of Retail Banking, delivered at the London Institute of Banking & Finance mortgage conference.

486. Asset Land - Information for investors

     News stories Published: 26/04/2016 Last modified: 15/10/2019
     The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation

487. FCA fines CGML £27,766,200 for failures in its trading systems and controls

     Press Releases Published: 22/05/2024 Last modified: 22/05/2024
     The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

488. Innovation and improving outcomes

     Speeches Published: 17/06/2016 Last modified: 17/06/2016
     Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London.

489. Application under MIFIDPRU 4.11.9R [docx]

     Forms Published: 19/11/2021
     Application under MIFIDPRU 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352

490. Final Notice 2020: Redcentric PLC [pdf]

     Final notices Published: 26/06/2020
     This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure