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UK dark pools and reference prices
Note: The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position. -
Primary Market Bulletin 31
Welcome to the 31st edition of the Primary Market Bulletin (PMB) -
FCA expectations regarding funds in light of coronavirus (Covid-19)
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
High-cost short-term loans peer-to-peer lenders (P2P) information sheet - A4 [pdf]
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Information on Whistleblowing - November 2022
FCA provides information on Whistleblowing. -
Operational resilience: insights and observations for firms
Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach. -
Guidance Consultation - UKLA Technical Note 709.3 - Sponsors’ obligations on financial position and prospects procedures [pdf]
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Onshoring updates to our Handbook and Technical Standards
We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period. -
The role and responsibilities of a Sponsor
A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection.