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Showing 561 to 570 of 1609 search results for short position.

561. Dear CEO letter - Standard Variable Rates (SVRs) [pdf]

     Correspondence Published: 20/11/2013 Last modified: 04/12/2015
     We are writing to clarify our position on how you should engage with us if you want to change your SVR and remind you of the relevant regulations and rules that apply.

562. Firm handling of complaints during coronavirus

     Firms Published: 01/05/2020 Last modified: 12/05/2021
     Find out about how firms should handle complaints during coronavirus.

563. Capital market regulation and coronavirus

     Speeches Published: 07/08/2020 Last modified: 07/08/2020
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

564. Competition and investment banking

     Speeches Published: 09/07/2014 Last modified: 09/07/2014
     But we do want to protect existing or potential competitors from anti-competitive practices by established firms with strong market positions.

565. Regulatory priorities for retail banking

     Speeches Published: 23/11/2017 Last modified: 23/11/2017
     Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.

566. Primary Market Bulletin 37

     Newsletters Published: 09/12/2021 Last modified: 09/12/2021
     In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

567. The journey to a sustainable credit market

     Speeches Published: 26/03/2015 Last modified: 26/03/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Credit Summit. This is the text of the speech as drafted, which may differ from the delivered version.

568. Innovation: The regulatory opportunity

     Speeches Published: 28/10/2014 Last modified: 21/11/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

569. Convicted money launderer meets confiscation order after imprisonment for failure to pay

     Statements Published: 15/03/2024 Last modified: 15/03/2024
     Money launderer and ex-solicitor, Dale Robert Walker has met his confiscation order, following 62 days' imprisonment for previously failing to pay.

570. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     that lessons will be learned from those involved, but with the same types of issues by the same parties appearing again in other markets a short time later. ... Poorly designed remuneration and incentive structures – an issue you’ve probably heard