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Showing 571 to 580 of 1609 search results for short position.

571. Notes for Form A for EEA firms [doc]

     Forms Published: 01/04/2013 Last modified: 26/06/2013
     Notes to assist with the completion of the Long and/or Short Form A for both UK and Overseas, and Incoming EEA firms, when making an application to perform controlled function(s) under the approved persons regime.

572. Regulatory Sandbox accepted firms

     Firms Published: 27/03/2022 Last modified: 24/05/2024
     Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

573. Consumer credit research: debt management

     Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
     Read our research to understand the debt management market and the people that use it. 

574. Raising procedural issues with our Procedural Officer

     How we regulate Published: 29/03/2017 Last modified: 19/07/2022
     If you’re involved in an FCA Competition Act 1998 case, you can raise unresolved procedural issues with the FCA Procedural Officer. Find out more about making an application.

575. The FCA and the Future of Retail Banking

     Speeches Published: 26/11/2013 Last modified: 04/11/2019
     Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

576. News for customers of Alpari (UK) Limited

     Statements Published: 20/01/2015 Last modified: 23/03/2018
     [email protected] or call the KPMG hotline on 0333 202 1397. The special administrators will assess the client money position of Alpari as part of their work. ... After the special administrators have completed their assessment of the client

577. Disruptive innovation in financial markets

     Speeches Published: 26/10/2015 Last modified: 26/10/2015
     Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.

578. MMR readiness tracking survey findings

     News stories Published: 20/02/2014 Last modified: 20/02/2014
     There is only a short amount of time left and it is important all firms know the changes they need to make on 26 April 2014.

579. FS17/2: High-cost credit and review of the high-cost short-term credit price cap

     Feedback statements Published: 31/07/2017 Last modified: 09/05/2024
     We are publishing our response to the Call for Input into our review of high-cost credit products.

580. Has the industry improved ten years on?

     Speeches Published: 14/06/2018 Last modified: 15/06/2018
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.