Search results

Showing 611 to 620 of 1609 search results for short position.

611. CP15/33: Consumer credit: proposals in response to the CMA's recommendations on high-cost short-term credit [pdf]

     Consultation papers Published: 28/10/2015 Last modified: 28/10/2015
     The Consultation Paper contains proposals for additional standards for price comparison websites (PCWs) which compare high-cost short-term credit (HCSTC) products and invites views on them. The Consultation Paper also addresses a number of other

612. The future of financial services regulation in the UK

     Speeches Published: 29/10/2019 Last modified: 29/10/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

613. The Consumer Credit landscape today

     Speeches Published: 27/02/2018 Last modified: 27/02/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Finance & Leasing Association (FLA).

614. Hype – spot the signs and manage your FOMO

     InvestSmart Last modified: 08/08/2022
     We look at hype, exploring the factors investors should consider when deciding on an investment, and how to manage your FOMO.

615. Position limit exemptions application form format [pdf]

     Documents Published: 16/08/2017

616. Supervisory flexibility on transaction reporting

     Statements Published: 27/07/2023 Last modified: 27/07/2023
     We will not take action against any firms where they misreport several fields in UK MiFIR transaction reports.

617. FCA statement on redress methodology for pension transfers

     Statements Published: 03/08/2016 Last modified: 17/01/2017
     The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)

618. The importance of international co-operation

     Speeches Published: 09/10/2018 Last modified: 09/10/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

619. Operational resilience insights for insurance firms

     Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
     Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

620. Primary Market Bulletin Issue 21 [pdf]

     Newsletters Published: 22/02/2019
     In this edition, we advise market makers and issuers of new regulatory obligations that they will need to implement for the Short Selling Regulation (SSR) and Market Abuse Regulation (MAR), if the UK leaves the EU on 29 March 2019 without an