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Showing 621 to 630 of 1609 search results for short position.

  1. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  2. Ipagoo LLP has entered administration

    News stories Published: 02/08/2019 Last modified: 02/08/2019
    Ipagoo LLP (Ipagoo) is authorised and supervised by the Financial Conduct Authority (FCA) to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs). The firm has a small customer base.

  3. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. FCA Statement Temporary Prohibition in Short Selling

    Statements Published: 04/07/2013 Last modified: 13/03/2017
    FCA Statement Temporary Prohibition in Short Selling. Statements First published:. 04/07/2013. ... and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.

  5. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

  6. Temporary prohibition of short selling: Banco BPI, S.A.

    Statements Published: 18/12/2014 Last modified: 13/03/2017
    Temporary prohibition of short selling: Banco BPI, S.A. Statements First published:. ... The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of

  7. Why black inclusion matters to us

    Speeches Published: 22/04/2021 Last modified: 22/04/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at New Financial.

  8. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. ... The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling in the following instrument applied on 31

  9. FCA decides to fine and ban James Staley

    Press Releases Published: 12/10/2023 Last modified: 12/10/2023
    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

  10. Short selling share notification form [xlsx]

    Forms Published: 07/06/2013 Last modified: 07/06/2013
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