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Showing 641 to 650 of 1609 search results for short position.

641. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

642. Regulatory Decisions Committee (RDC)

     About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
     The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

643. Agile regulation and planning for success

     Speeches Published: 06/10/2022 Last modified: 06/10/2022
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

644. Financial promotions quarterly data 2023 Q2

     Data Published: 04/08/2023 Last modified: 03/11/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

645. Teamwork: A Smart way to tackle financial crime

     Speeches Published: 26/06/2024 Last modified: 26/06/2024
     Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

646. Assessing the value of financial advice

     Speeches Published: 04/12/2017 Last modified: 11/04/2018
     Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

647. Business interruption insurance test case – Insurer claims data

     Data Published: 31/03/2023 Last modified: 31/03/2023
     The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

648. Primary Market Bulletin Issue No. 30

     Newsletters Published: 19/08/2020 Last modified: 21/08/2020
     In this special edition, we publish general news and information, including changes to our Knowledge Base.

649. Statement on supervision of commodity derivatives position limits

     Statements Published: 20/12/2021 Last modified: 20/12/2021
     In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

650. Consumer credit: are you newly authorised? [pdf]

     Documents Published: 01/01/2016 Last modified: 06/07/2016
     We have made a series of short videos to help newly authorised consumer credit firms understand their responsibilities and what they need to do.