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Showing 671 to 680 of 1609 search results for short position.

671. Interim chairs of FCA and PSR announced

     Press Releases Published: 04/02/2022 Last modified: 04/02/2022
     HM Treasury has announced that they have started the search for the next Chair of the FCA. While the search for Charles Randell’s permanent successor concludes, Richard Lloyd OBE will act as interim chair of the FCA from 1 June 2022. Aidene Walsh

672. Are small firms being locked out of the derivatives market?

     Insight Published: 30/06/2017 Last modified: 30/06/2017
     This included a requirement for businesses on either side of derivative deals to make daily payments to cover fluctuations in trading positions. ... Note: The views expressed in this article are those of the authors alone, and should not be taken as an

673. Moving towards a sustainable model of regulation

     Speeches Published: 03/11/2015 Last modified: 03/11/2015
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

674. Regulating the UK as a global financial centre

     Speeches Published: 13/04/2021 Last modified: 26/04/2021
     Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit.

675. Call for Input: High-cost credit including review of the high-cost short-term credit price cap [pdf]

     Calls for input Published: 29/11/2016

676. The fight against skimmers and scammers

     Speeches Published: 05/09/2019 Last modified: 05/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

677. Financial promotions quarterly data 2022 Q4

     Data Published: 03/02/2023 Last modified: 05/05/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

678. Defined benefit pension transfers redress calculations

     Consumers Published: 14/09/2022 Last modified: 28/02/2023
     Information on how firms work out how much redress (compensation) you may be due if you received unsuitable defined benefit (DB) pension transfer advice.

679. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     Note: The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position.

680. Building firm foundations for healthy cultures

     Speeches Published: 20/11/2023 Last modified: 20/11/2023
     Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.