Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 681 to 690 of 1609 search results for short position.

  1. Transcript: PSD2 Navigator explainer [pdf]

    Transcripts Published: 26/05/2020 Last modified: 21/10/2020
    Transcript of short video detailing how to find out how you can benefit from using the PSD2 Navigator.
  2. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.
  3. Behavioural study for CP15/33: Consumer credit: proposals in response to the CMA’s recommendations on high-cost short-term credit [pdf]

    Consultation papers Published: 28/10/2015 Last modified: 28/10/2015
    This report covers the consumer testing commissioned by the FCA to helps us deliver proposals for CP15/33.
  4. Informed position letters for clients of insolvent firms [pdf]

    Corporate documents Published: 18/10/2021
    Template of letter explaining to customers that they may be entitled to redress, setting out their options and outlining how they can make a claim to the Financial Services Compensation Scheme.
  5. London Capital and Finance plc

    News stories Published: 14/08/2019 Last modified: 02/02/2022
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course
  6. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

    Research notes Published: 25/01/2021 Last modified: 25/01/2021
    In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.
  7. Innovation Pathways eligibility criteria

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Check whether your firm meets Innovation Pathways eligibility criteria before applying, and find out what the FCA looks for when assessing your proposal.
  8. Non-financial counterparties subject to EMIR: 2013 review

    Markets policy Published: 27/07/2016 Last modified: 11/01/2023
    Read the FCA's 2013 review of how non-financial counterparties (NFCs), which are a part of a group with entities that are financial counterparties (FCs), are calculating the clearing threshold and complying with EMIR.
  9. Keeping up with the credit sector: the FCA’s view on the market today

    Speeches Published: 30/03/2017 Last modified: 30/03/2017
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.
  10. New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.