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Showing 711 to 720 of 1609 search results for short position.

  1. Information for customers of AFX Markets Limited

    News stories Published: 27/08/2019 Last modified: 16/10/2020
    On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA.
  2. Guidance on the duty of responsibility: PS17/9

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.
  3. Outcomes-focussed regulation: a measure of success?

    Speeches Published: 06/05/2021 Last modified: 11/06/2024
    Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association
  4. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.
  5. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.
  6. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 14/05/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.
  7. Raising standards in new firms and financial promotions

    About us What we do Published: 22/11/2022 Last modified: 30/11/2022
    The FCA has created a new function to help new firms improve their standards and protect consumers from bad practice.
  8. High-cost short-term credit and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans
  9. Payments after PSD2: evolution or revolution

    Speeches Published: 10/04/2018 Last modified: 10/04/2018
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference.
  10. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.