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Showing 741 to 750 of 1609 search results for short position.

741. IRHP: background to the review

     Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
     Information on why the review was conducted. 

742. Preparing for the future of Consumer Investments

     Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
     We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.

743. FCA sets out findings against Link Fund Solutions

     Press Releases Published: 11/04/2024 Last modified: 11/04/2024
     Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

744. Safeguarding requirements for authorised payment institutions and electronic money institutions

     Tasks for regulated firms Published: 29/07/2015 Last modified: 10/02/2023
     Find out what safeguarding means for authorised PIs and EMIs.

745. Financial Advice Market Review (FAMR): Interim consumer research [pdf]

     External research Published: 24/09/2018
     This report outlines findings from a new short survey (FAMR 2018 Survey) and qualitative research with consumers. Results of this research will be used to indicate if there have been any changes in the behaviour of UK adults in relation to taking

746. Primary Market Bulletin No. 15

     Newsletters Published: 03/09/2016 Last modified: 03/09/2016
     This is a short special edition focusing mainly on how issuers are expected to file PDMR (persons discharging managerial responsibilities) notifications, and notifications for delayed disclosure of inside information with us under MAR.

747. Financial regulator secures confiscation order against convicted CFO

     Press Releases Published: 03/11/2023 Last modified: 03/11/2023
     Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

748. Duty calls: Future-proofing finance for everyone

     Press Releases Published: 28/12/2023 Last modified: 03/01/2024
     Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

749. FCA stops EverFX offering CFDs to UK customers

     Press Releases Published: 26/05/2021 Last modified: 26/05/2021
     The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors.

750. FCA encourages firms to develop purposeful cultures

     News stories Published: 05/03/2020 Last modified: 22/05/2023
     The FCA Discussion Paper on driving purposeful cultures presents a range of views from industry leaders, professional bodies and culture experts, to help firms embed purposeful cultures.