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Showing 751 to 760 of 1609 search results for short position.

751. Tribunal bans former trader for lying to the FCA and the Tribunal

     Press Releases Published: 17/12/2013 Last modified: 19/12/2013
     He misled the RDC. He misled the Tribunal. Accordingly, he failed to demonstrate the standards of behaviour that we expect of those who hold the privileged position of approved person and

752. Update of position limits for certain commodity derivative contracts

     Statements Published: 07/12/2020 Last modified: 07/12/2020
     The Financial Conduct Authority (FCA) has today published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017

753. Statement on MiFID trade reporting and position limit obligations

     Statements Published: 01/10/2020 Last modified: 02/10/2020
     ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.

754. High-cost short-term loans information sheet - mono version - August 2018 [pdf]

     Information sheets Published: 02/05/2018

755. Collaborate to compete: why we must all embrace a growth mindset

     Speeches Published: 16/10/2023 Last modified: 18/10/2023
     Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

756. Tougher rules for payday lenders take effect

     News stories Published: 01/07/2014 Last modified: 07/02/2022
     Additional rules for payday lenders and other firms offering high-cost short-term credit take effect from 1 July 2014. Find out more about what these lenders now have to do.

757. Commodity position limits exemption application guide [pdf]

     Forms Published: 26/09/2017
     This guide will help you complete the commodity position limit exemption application form.

758. Corrie Bauckham Batts Limited enters liquidation

     News stories Published: 20/04/2022 Last modified: 20/04/2022
     On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 

759. FCA updates guidance for branch closures

     Press Releases Published: 11/10/2022 Last modified: 11/10/2022
     The FCA publishes additional guidance on expectations for banks that are considering branch or ATM closures

760. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.