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Showing 781 to 790 of 1609 search results for short position.
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British Steel Pension Scheme – our approach to enforcement
Read about the FCA's investigations into firms and individuals who provided unsuitable advice to consumers to transfer out of the British Steel Pension Scheme (BSPS), as well as other defined benefit (DB) pension schemes. -
Power brokers: how to transform into the lynchpins of the ecosystem
Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference. -
Active Securities Limited enters administration
On 29 November 2019, Active Securities Limited, trading as 247 Moneybox, was placed into administration. -
Vanguard Investments / Vanguard Asset Management (clone of FCA authorised firms and FCA recognised products)
Vanguard Investments is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from -
FG17/3: Primary Market Bulletin No. 17
The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17. -
FCA price cap for HCSTC loans - Infographic [pdf]
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Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme
Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified -
Company annual financial reporting in electronic format
We require all issuers who produce annual financial reports under our Disclosure, Guidance and Transparency Rules (DTRs) sourcebook to prepare, publish and file those reports in the correct electronic reporting format. -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
London FinTech Week 2016 - innovation in RegTech
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.