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Showing 801 to 810 of 1609 search results for short position.

  1. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    CoCos can be written off (in part or entirely) or converted into equity when the issuer’s capital position falls, while issuers can have unusually broad discretion in relation to coupon
  2. Sector Views - published February 2020

    Corporate documents Published: 18/02/2020 Last modified: 21/02/2020
    We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness.
  3. Speech: Regulators should heed lessons from mishandling of Hillsborough process

    Insight Published: 07/06/2016 Last modified: 17/02/2017
    If people can see their careers and reputation destroyed by the state without fair processes, we may get a short term gain in the court of public opinion.
  4. Brexit: information for retail investments firms in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.
  5. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 30/12/2020 Last modified: 30/12/2020
    The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.
  6. CashEuroNet UK LLC enters administration

    News stories Published: 25/10/2019 Last modified: 11/08/2023
    On 25 October, CashEuroNet UK LLC, trading as QuickQuid, Pounds to Pocket and Onstride, was placed into administration. Chris Laverty, Trevor O’Sullivan and Andrew Charters from Grant Thornton UK LLP were appointed as Joint Administrators.
  7. Competition Decisions Committee

    How we regulate Published: 08/04/2019 Last modified: 17/11/2023
    The Competition Decisions Committee (CDC) exercises certain decision-making powers in competition law investigations on behalf of the FCA.
  8. Update on the FCA's wholesale data market study

    News stories Published: 31/08/2023 Last modified: 31/08/2023
    We have published an update report on the wholesale data market study.
  9. Sberbank CIB (UK) Limited goes into special administration

    News stories Published: 01/04/2022 Last modified: 01/04/2022
    Sberbank provides trading and execution services to its clients, including providing access to the Russian markets, and is authorised and regulated by the FCA
  10. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

    Statements Published: 08/04/2020 Last modified: 28/06/2022
    The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.