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Showing 801 to 810 of 1609 search results for short position.
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FCA restricts distribution of CoCos to retail investors
CoCos can be written off (in part or entirely) or converted into equity when the issuer’s capital position falls, while issuers can have unusually broad discretion in relation to coupon -
Sector Views - published February 2020
We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness. -
Speech: Regulators should heed lessons from mishandling of Hillsborough process
If people can see their careers and reputation destroyed by the state without fair processes, we may get a short term gain in the court of public opinion. -
Brexit: information for retail investments firms in the UK
If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over. -
Paul Feeney appointed Chair of the FCA’s Practitioner Panel
The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel. -
CashEuroNet UK LLC enters administration
On 25 October, CashEuroNet UK LLC, trading as QuickQuid, Pounds to Pocket and Onstride, was placed into administration. Chris Laverty, Trevor O’Sullivan and Andrew Charters from Grant Thornton UK LLP were appointed as Joint Administrators. -
Competition Decisions Committee
The Competition Decisions Committee (CDC) exercises certain decision-making powers in competition law investigations on behalf of the FCA. -
Update on the FCA's wholesale data market study
We have published an update report on the wholesale data market study. -
Sberbank CIB (UK) Limited goes into special administration
Sberbank provides trading and execution services to its clients, including providing access to the Russian markets, and is authorised and regulated by the FCA -
Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis
The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.