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Showing 81 to 90 of 1609 search results for short position.

81. Market Watch 73

    Newsletters Published: 26/04/2023 Last modified: 26/04/2023
    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

82. Regulating high frequency trading

    Speeches Published: 04/06/2014 Last modified: 04/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

83. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

84. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

85. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    So, in a comparatively short space of time, risk appetites have travelled a significant distance. ... a 4 o'clock fix, say, or a 1:15 ECB fix, actually looks like manipulation but really it isn't, because it is simply hedging the position that those

86. Temporary prohibition in short selling: Banca Carige

    Short selling News stories Published: 14/11/2018 Last modified: 14/11/2018
    Temporary prohibition in short selling: Banca Carige. News stories First published:. ... The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) ofRegulation

87. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

88. Temporary restriction in short selling: Liberbank, S.A

    News stories Published: 12/06/2017 Last modified: 13/07/2017
    Temporary restriction in short selling: Liberbank, S.A. News stories First published:. ... This applies to transactions in the following shares as well as to related instruments relevant for the calculation of the net short position:.

89. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

    Final notices Published: 14/10/2020 Last modified: 14/10/2020
    This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

90. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.