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Showing 811 to 820 of 1609 search results for short position.

  1. Same-day service

    Markets Published: 05/05/2016 Last modified: 11/10/2023
    Our rapid review and approval same-day service allows you to easily submit documents. Learn more about the submission and content requirements you'll need.

  2. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  3. Six guilty in relation to £2.7m boiler room scam

    Press Releases Published: 11/12/2017 Last modified: 11/12/2017
    In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. 

  4. Transaction data throws new light on corporate bond liquidity

    Insight Published: 02/09/2016 Last modified: 17/02/2017
    Note:The views expressed in this article are those of the authors alone, and should not be taken as an official FCA position.

  5. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

  6. New Chair of the Financial Conduct Authority’s Smaller Business Practitioner Panel announced

    Press Releases Published: 23/03/2017 Last modified: 23/03/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointment of a new Chair for the FCA’s independent Smaller Business Practitioner Panel.

  7. MLA G: Mortgage administration business profile FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA G: Mortgage administration business profile FAQs.

  8. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

  9. Temporary restriction in short selling

    Statements Published: 27/01/2014 Last modified: 13/03/2017
    Temporary restriction in short selling. Statements First published:. 27/01/2014. Last updated: 13/03/2017. ... European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.

  10. Mark Lyttleton pleads guilty to insider dealing

    Press Releases Published: 02/11/2016 Last modified: 02/11/2016
    Mark Lyttleton, a former Equity Portfolio Manager at BlackRock, has today pleaded guilty to two counts of insider dealing.  He will be sentenced on 21 December 2016.
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