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Showing 891 to 900 of 1609 search results for short position.

891. GC17/3: Primary Market Bulletin No.17

     Newsletters Published: 16/03/2017 Last modified: 10/04/2017
     We are consulting on the following changes that we are proposing to make to the Knowledge Base.

892. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

     Policy statements Published: 13/12/2017 Last modified: 04/07/2018
     the Senior Manager did not take such steps as a person in their position could reasonably have been expected to take to avoid the contravention occurring or continuing.

893. PS14/18: Credit broking and fees

     Policy statements Published: 01/12/2014 Last modified: 02/01/2015
     PS14/18: Credit broking and fees. Policy statements First published:. 01/12/2014. Last updated: 02/01/2015. PS14/18: Credit broking and fees. Our new rules on credit broking came into effect on 2 January 2015. We have significant concerns about the

894. FCA fines Barclays £284,432,000 for forex failings

     Press Releases Published: 19/05/2015 Last modified: 17/11/2021
     The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

895. Mortgage lending & administration data items: FAQs

     Tasks for regulated firms Published: 06/05/2016 Last modified: 13/06/2022
     Mortgage lending & administration data items: FAQs

896. Review of debt management sector gets underway

     News stories Published: 19/10/2017 Last modified: 19/10/2017
     We are undertaking a thematic review of the debt management sector, in line with the commitment in our 2017/18 Business Plan.  

897. Overdraft repeat use: good practice and areas of concern

     Good and poor practice Published: 19/04/2023 Last modified: 19/04/2023
     We asked all firms that provide overdrafts to personal account customers to share with us their overdraft repeat use strategies. We reviewed these strategies and set out our findings.

898. Investment Funds, Markets Liquidity and the Investor

     Speeches Published: 24/03/2016 Last modified: 23/06/2016
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.

899. FCA announces changes to advice on pension transfers

     Press Releases Published: 26/03/2018 Last modified: 11/04/2024
     The FCA has published new rules and guidance on pension transfer advice and is seeking views on additional changes, including adviser charging structures.

900. FCA website – tell us what you think

     News stories Published: 13/02/2017 Last modified: 24/09/2019
     Please take the time to fill out this short survey on your use of fca.org.uk.