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GC16/4: Primary Market Bulletin No. 14
It consists of a series of short procedural and technical notes published in PDF form and ordered by topic. -
GC15/3 Primary Market Bulletin No. 11
It consists of a series of short procedural and technical notes published in PDF form and ordered by topic. -
A forward look at regulation of the UK’s wholesale financial markets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March. -
Progress against our diversity targets
Progress the FCA has made towards our ethnicity and gender targets to improve senior representation, including on our Board and executive management. -
GC13/4 Primary Market Bulletin No. 6
We are proposing to update the UKLA Knowledge Base with the guidance proposed in Primary Market Bulletin No. 6. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
MCE Insurance Limited enters administration
The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. -
Defined benefit pension transfers – market-wide data results
Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
Transparency waivers and deferrals
Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals.