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Showing 11 to 20 of 493 search results for under MiFID II.
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MiFID II wholesale firms conference 2015
MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... See our updates on:. Sign up to receive regular emails about MiFID II. -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Statement on MiFID II inducements and research
FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions -
MiFID II: retail investment advice firms
A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018. -
MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
FCA statement on share trading obligations
The FCA's response to ESMA’s statement on share trading obligations under MiFID II. -
MiFID II and the fight against financial crime
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA statement on MiFID II inducements and research
The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.