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Showing 161 to 170 of 493 search results for under MiFID II.

161. Free trade in financial services and global regulatory standards: friends not rivals

     Speeches Published: 26/01/2017 Last modified: 02/02/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

162. Firms continue to fail to meet our expectations on their use of dealing commission

     Multi-firm reviews Published: 03/03/2017 Last modified: 29/11/2021
     We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015.

163. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

     Thematic reviews Published: 21/07/2016 Last modified: 15/11/2016
     Proposed regulations under MiFID II will have a significant impact on the market, especially on broker crossing networks.

164. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

     Impact assessments Published: 04/07/2018

165. MiFID II Taping [pdf]

     Impact assessments Published: 04/07/2018

166. [pdf]

     Documents Published: 26/03/2015 Last modified: 26/03/2015

167. MiFID II Inducements [pdf]

     Impact assessments Published: 04/07/2018

168. MiFID II Independence [pdf]

     Impact assessments Published: 04/07/2018

169. MiFID II conference: Commodities [pdf]

     Documents Published: 11/11/2014 Last modified: 03/08/2016

170. MiFID II conference: Best execution [pdf]

     Documents Published: 11/11/2014 Last modified: 03/08/2016