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Showing 171 to 180 of 493 search results for under MiFID II.

171. Impact Assessment: MiFID II product governance [pdf]

     Impact assessments Published: 01/08/2018
     Extension of MiFID II product governance provisions to non-MiFID firms

172. MiFID II conference: Third countries [pdf]

     Documents Published: 11/11/2014 Last modified: 03/08/2016

173. [pdf]

     Documents Published: 03/01/2017 Last modified: 10/05/2018

174. MiFID II Investment Research [pdf]

     Impact assessments Published: 04/07/2018

175. MiFID II Best Execution [pdf]

     Impact assessments Published: 04/07/2018

176. MiFID II Client Categorisation [pdf]

     Impact assessments Published: 04/07/2018

177. MiFID II Disclosure Requirements [pdf]

     Impact assessments Published: 04/07/2018

178. FCA to ask firms for their views on MiFID II implementation

     Press Releases Published: 26/03/2015 Last modified: 08/11/2016
     How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.

179. MiFID II Research and Inducement [pdf]

     Impact assessments Published: 04/07/2018

180. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

     Documents Published: 06/11/2017
     Trading venue MiFID notification and application guide.