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Showing 181 to 190 of 493 search results for under MiFID II.

  1. MiFID II – Application and notification user guide [pdf]

    Documents Published: 13/01/2017
    This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

  2. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

    Meeting minutes Published: 03/08/2016 Last modified: 03/08/2016
    From the meeting held on 26 May 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

    Meeting minutes Published: 20/05/2016 Last modified: 20/05/2016
    From the meeting held on 25 April 2016.

  5. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]

    Meeting minutes Published: 13/10/2016
    From the meeting held on 6 September 2016.

  7. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

    Meeting minutes Published: 31/08/2016
    From the meeting held on 3 August 2016.

  8. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 October 2016.

  9. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 December 2016.

  10. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 14 November 2016.
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