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Showing 201 to 210 of 493 search results for under MiFID II.

  1. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 29/06/2015 Last modified: 29/06/2015
    Held on 8 June 2015

  2. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 10/08/2015 Last modified: 26/11/2015
    Held on 17 July 2015

  3. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 25/09/2015 Last modified: 26/11/2015
    From the meeting held on 14 September 2015.

  4. MiFID II passporting application form: MTF/OTF notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

  5. MiFID II passporting application form: Tied agent notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

  6. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

    Systems information Published: 11/09/2017
    This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.

  7. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 04/11/2015 Last modified: 04/11/2015
    From the meeting held on 22 October 2015.

  8. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving

  9. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

    Speeches Published: 25/02/2019 Last modified: 25/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.

  10. EU withdrawal: MiFID event – 9 December 2020

    Events Published: 02/12/2020 Last modified: 02/12/2020
    Register for our EU withdrawal: MiFID II event on the 9 December 2020
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