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Showing 211 to 220 of 493 search results for under MiFID II.

211. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

     Consultation papers Published: 29/09/2016
     We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

212. Application under MIFID 4-11-9r additional firm questions [docx]

     Forms Published: 11/02/2022
     Application under MiFID 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352 of

213. Application under MIFID 4-14-6r additional firm questions [docx]

     Forms Published: 11/02/2022
     Application under MIFIDPRU 4.14.6R for permission to exclude transactions with some counterparties from K-TCD requirement -Additional firm questions.

214. Application under MIFID 4-12-66r additional firm questions [docx]

     Forms Published: 11/02/2022
     Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR – Additional firm questions

215. Dealing commission

     Speeches Published: 10/07/2014 Last modified: 10/07/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

216. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

     Policy statements Published: 03/07/2017
     This is our final policy statement setting out final rules for our implementation of MiFID II.

217. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

     Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
     We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

218. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

     Policy statements Published: 31/03/2017
     This is our first policy statement setting out our near final rules for our implementation of MiFID II.

219. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

     Consultation papers Published: 03/07/2017
     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

220. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

     Consultation papers Published: 31/03/2017
     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.