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Showing 221 to 230 of 493 search results for under MiFID II.

221. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

     Consultation papers Published: 16/12/2016
     We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

222. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

223. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

     Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
     We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

224. MiFID Annex Form [docx]

     Forms Published: 29/05/2020 Last modified: 06/11/2023
     Application for Authorisation.

225. MiFID Annex Notes [docx]

     Forms Published: 27/01/2017 Last modified: 27/01/2017
     MiFID Annex Notes

226. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

     Newsletters Published: 27/08/2020 Last modified: 27/08/2020
     This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

227. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

     Consultation papers Published: 03/10/2017

228. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

     Discussion papers Published: 26/03/2015 Last modified: 26/03/2015

229. Copyright notice and disclaimer

     Last modified: 08/12/2020
     Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

230. FCA approach to MiFID transparency calculations

     Statements Published: 05/02/2019 Last modified: 05/02/2019
     We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will