Search results
Showing 281 to 290 of 493 search results for under MiFID II.
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Corporate finance firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
Custodians
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
MiFID II Retirement Interest Only Mortgages [pdf]
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FCA makes senior hires
As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team. -
Market data reporting and MDP
The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works. -
Exemptions from short-selling requirements
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR. -
External audit requirements for MiFID investment firms
Find out more about external audit requirements for MiFID investment firms, including what you need to do. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
Direction under section 55U and section 60 and related provisions of the Financial Services and Markets Act 2000 [pdf]
The purpose of this Direction is to: (a) create the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications”; (b) amend the Supervision manual to add the “Long Form A – UK and Overseas Firms (not