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Showing 301 to 310 of 493 search results for under MiFID II.

  1. Statement on supervision of commodity position limits

    Statements Published: 09/07/2021 Last modified: 09/07/2021
    In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 
  2. The FCA’s role in preparing for Brexit

    Statements Published: 27/06/2018 Last modified: 31/01/2020
    Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the
  3. Where next for UK Market Structure

    Speeches Published: 03/03/2022 Last modified: 03/03/2022
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference.
  4. Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]

    Meeting minutes Published: 18/02/2016 Last modified: 18/02/2016
    From the meeting held on 5 February 2016
  5. MiFID investment services and activities and investments types form [docx]

    Forms Published: 27/01/2017 Last modified: 29/03/2022
    MiFID investment services and activities and investments types form.
  6. MiFID Investment and Home Finance Supplement Notes [docx]

    Forms Published: 13/01/2017
  7. MiFID Fees and Levies Supplement Form: Wholesale [docx]

    Forms Published: 13/01/2017
  8. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

    Forms Published: 13/01/2017
  9. MiFID Controller Form: Legal Persons and Partnerships [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Controller Form: Legal Persons and Partnerships
  10. Variations of Part 4A Permissions help: Connect

    Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
    Read more about the application used to add, vary and cancel Part 4A permissions in Connect.