Search results

Showing 331 to 340 of 493 search results for under MiFID II.

331. Operational resilience insights for insurance firms

     Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
     Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

332. Required permissions for asset management firms

     Published: 30/10/2018 Last modified: 05/07/2023
     If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

333. Authorised DRSPs

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
     An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

334. Trade transparency and market liquidity data 2021/22

     Data Published: 19/07/2022 Last modified: 19/07/2022
     The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

335. Primary Market Bulletin 44

     Newsletters Published: 20/03/2023 Last modified: 20/03/2023
     This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

336. Trade transparency and market liquidity data 2020/21

     Data Published: 15/07/2021 Last modified: 15/07/2021
     Our 2020/21 trade transparency and market liquidity data.

337. DRSP authorisation process

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
     UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.

338. Primary Market Bulletin 34

     Newsletters Published: 24/06/2021 Last modified: 09/07/2021
     This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.

339. Towards more effective stewardship

     Speeches Published: 03/04/2019 Last modified: 04/03/2022
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

340. TR14/7: Clarity of fund charges

     Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
     A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at