Search results

Showing 341 to 350 of 493 search results for under MiFID II.

341. MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]

     Forms Published: 13/01/2017 Last modified: 28/09/2018
     MiFID Investment and Non Investment Insurance Contracts Supplement Form.

342. Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]

     Forms Published: 01/09/2017 Last modified: 01/09/2017

343. Primary Market Bulletin 40

     Newsletters Published: 27/05/2022 Last modified: 30/05/2022
     In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

344. Further update to ancillary activities exemption for commodity derivatives

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms

345. MLA E: Residential loans to individuals FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA E: Residential loans to individuals FAQs

346. FCA publishes final report into asset management sector

     Press Releases Published: 28/06/2017 Last modified: 28/06/2017
     The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

347. FCA statement on the launch of the Cost Transparency Initiative (CTI)

     Statements Published: 07/11/2018 Last modified: 07/11/2018
     The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access

348. Brexit – Temporary authorisation regime for data reporting services providers (DRSPs)

     Firms Markets Markets policy Published: 10/10/2018 Last modified: 14/12/2022
     The temporary authorisations regime for MiFID-authorised EEA DRSPs to provide a data reporting service in the UK ended on 31 December 2021.

349. MLA D: Lending - business flow and rates FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA D: Lending - business flow and rates FAQs

350. Business Plan 2023/24

     Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
     The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.