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Showing 381 to 390 of 493 search results for under MiFID II.

381. Seizing opportunity – challenges and priorities for the FCA

     Speeches Published: 22/09/2021 Last modified: 24/09/2021
     Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

382. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

     Statements Published: 08/04/2020 Last modified: 28/06/2022
     The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.

383. FCA sets out forbearance measures for investment company cost disclosure

     News stories Published: 30/11/2023 Last modified: 30/11/2023
     We set out temporary measures to give investment companies greater ability to explain their costs and charges to help consumers make better informed investment decisions. 

384. MLA F: Mortgage lending - arrears analysis FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA F: Mortgage lending - arrears analysis FAQs

385. PS21/17: A new UK prudential regime for MiFID investment firms  

     Policy statements Published: 26/11/2021 Last modified: 31/12/2021
     This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.

386. Statement on supervision of commodity derivatives position limits

     Statements Published: 20/12/2021 Last modified: 20/12/2021
     In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

387. So long LIBOR – 3 weeks to go

     Speeches Published: 10/12/2021 Last modified: 10/12/2021
     Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.

388. CP15/42: Quarterly Consultation Paper No. 11

     Consultation papers Published: 04/12/2015 Last modified: 17/12/2015
     add text to EG 7 to reflect the FCA’s ability to apply to the Court under section 89NA for a voting rights suspension order. ... make consequential changes to the Handbook for Solvency II and non-Directive firms.

389. PS23/11: Guidance on the trading venue perimeter

     Policy statements Published: 05/07/2023 Last modified: 05/07/2023
     Consultation on new guidance on the regulatory perimeter for trading venues

390. CP23/27: Reforming the commodity derivatives regulatory framework

     Consultation papers Published: 04/12/2023 Last modified: 30/05/2024
     This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test.