Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 461 to 470 of 493 search results for under MiFID II.

  1. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent

  2. Statement about broker-operated systems trading physically settled gas and power forwards

    Statements Published: 27/11/2013 Last modified: 27/11/2013
    the Markets in Financial Instruments Directive (MiFID).These reviews were focusing on the interpretation of the multilateral trading facility (MTF) category under MiFID. ... We are aware that greater clarity is necessary for market participants to

  3. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

  4. FCA publishes the final report of its investment and corporate banking market study

    Press Releases Published: 18/10/2016 Last modified: 18/10/2016
    The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. 

  5. RMA-D1 Regulatory capital

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    RMA-D1 Regulatory capital

  6. Information on Serious Organised Crime and Police Act 2005 agreements - October 2020

    FOI Release Date of Release: 23/10/2020
    FCA provides information on SOCPA agreements.

  7. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

    Newsletters Published: 27/05/2020 Last modified: 23/03/2022
    In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.

  8. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

  9. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  10. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates.
Related searches
Related topics