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Showing 481 to 490 of 493 search results for under MiFID II.

  1. FCA sets out next steps to improve competition in the UK’s asset management industry

    Press Releases Published: 05/04/2018 Last modified: 11/04/2024
    The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of

  2. RMA-E: Professional Indemnity Insurance

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-E: Professional Indemnity Insurance

  3. Information about agreements made under the Serious Organised Crime and Police Act 2005 - April 2020

    FOI Release Date of Release: 21/04/2020
    The FCA provides information about agreements made under sections 71 to 74 of the Serious Organised Crime and Police Act 2005 (SOCPA).

  4. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

    Policy statements Published: 19/01/2018 Last modified: 01/06/2018
    This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

  5. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers Published: 06/12/2016 Last modified: 09/03/2017
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.

  6. Review of TCFD-aligned disclosures by premium listed commercial companies

    Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
    Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.

  7. “We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    New rules under the Mortgage Market Review. Transitions Management Review. Retirement income study. ... The FCA will host its first Annual Public Meeting on 17 July 2014 at the Queen Elizabeth II Conference Centre in London where members of the public

  8. Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update

    Published: 18/12/2020 Last modified: 18/01/2021
    In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the

  9. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    The referencing requirements will also be of interest to all firms, and in particular Solvency II and large non-directive insurers. ... Firms' deadline for issuing certificates for individuals under the certification regime is 7 March 2017.

  10. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

    Policy statements Published: 28/02/2019 Last modified: 04/02/2020
    Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8
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