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Showing 81 to 90 of 493 search results for under MiFID II.

81. Transitional provisions and regimes

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

82. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

83. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Of course, the debate in relation to the connection between research and dealing commission has now very much moved to the European stage, due to the development of proposals under MIFID ... II. ESMA provided its final advice to the European Commission

84. Market Watch 70

    Newsletters Published: 03/10/2022 Last modified: 03/10/2022
    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

85. Occasional Paper 64: OTC market frictions in stressed markets

    Occasional papers Published: 20/03/2024 Last modified: 20/03/2024
    Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

86. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

87. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

88. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

89. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

90. FCA publishes position limits for commodity derivative contracts

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues.