Approved persons prohibitions and suspensions 2014-2019 - October 2020

FOI Release Date of Release:

Reference Case Number: FOI7674 response

Freedom of Information: Right to know request:

Period required - 1 January 2014 to 31 December 2019

I would like to know how many

  1. Prohibitions and
  2. Suspensions

have been given to approved persons based solely on offences and/or convictions committed in the course of their personal life (i.e. non regulatory)

FCA response:

Refer to the supporting document below.

Supporting document

FOI7674 response