Firms and individuals authorised to provide retail investment advice - May 2021


Reference Case Number: FOI8289

Freedom of Information: Right to know request:

I would like to know how:

  1. How many firms in the UK are authorised to provide retail investment advice?
  2. How many individuals in the UK are authorised to provide retail investment advice?
  3. How many of those individuals authorised to provide retail investment advice fall into each of the following age categories: Under 25, 25-30, 30-40, 40-50, 50-60, Over 60?

I would be happy with data up to a year old if current data is not immediately available.

FCA response:

Refer to supporting documents below

Supporting document

FOI8289 response