Information about FCA enforcement action - March 2021


Reference Case Number: FOI8045

Freedom of Information: Right to know request:

Data on the FCA's enforcement action, similar to the information presented in Table 2.6 (Case Movements) of the Enforcement Annual Performance Report 2018/2019 but for firms only, for all years between 2015-2020.

Additionally, I would also like to request the data presented in Table 2.1 (Financial Penalties Imposed) for the year 2019-2020.

FCA response:

Refer to supporting documents below

Supporting document

FOI8045 response