Information about fines and investigations - December 2020

FOI Release Date of Release:

Reference Case Number: FOI7815

Freedom of Information: Right to know request:

It was noticed that on your fines (enforcement page), there is a significantly less number of firms being fined.

  1. Can you provide the number of firms being fined, YTD 2020, 2019, 2018, 2017, 2016?
  2. Can you provide the number of firms currently being investigated for each year listed above?
  3. Can you provide an explanation as to why the number of fines/investigations for this year differs greatly from previous years?

FCA response:

Refer to supporting document below.

Supporting document

FOI7815 response