Information about firms giving up directly authorised status - July 2020


Reference Case Number: FOI7417

Freedom of Information: Right to know request:

  • How many financial advice firms regulated by the FCA gave up their directly authorised status in the 12 months to the end of June 2020? 
  • How many financial advice firms regulated by the FCA gave up their directly authorised status in the 12 months to the end of June 2019?

FCA response:

Refer to the supporting document below.

Supporting document

FOI7417 response