Information about regulatory reporting made by firms for their UK authorised funds in 2019 - March 2020

FOI Release Date of Release:

Reference Case Number: FOI7081

Freedom of Information: Right to know request:

How many funds breached regulations on an intra-month in 2019? 

Also - can this be split into the types of breaches (too much in one stock, too much of a certain sector etc).

FCA response:

Refer to supporting documents below

Supporting document

FOI7081 response