Reference Case Number: FOI7383
Freedom of Information: Right to know request:
I request the following information under the Freedom of Information Act:
• The number of active sanctions-related* investigations?
• The number of these investigations opened in 2020
• The number of these investigations opened in 2019
• The number of active investigations overall (split into criminal, regulatory and dual track if time permits).
*I understand that the FCA investigates whether regulated entities have sufficient internal sanctions controls rather than breaches of sanctions, which lays with OFSI and the NCA.
FCA response:
Please refer to supporting document.