Information on advice firms under investigations - August 2020


Reference Case Number: FOI7439

Freedom of Information: Right to know request:

I wish to request the below information under Freedom of Information legislation from the FCA.

1. How many advice firms are currently under investigation by the FCA?
2. How many advice firms were under investigation by the FCA in 2019?

FCA response:

Please refer to supporting document for response

Supporting document

FOI7439