Information on FCA enforcement investigations into insider dealing - May 2021

FOI Release Date of Release:

Reference Case Number: FOI8230

Freedom of Information: Right to know request:

I am seeking further information on your investigation into insider trading. Please provide the following information:

  1. How many investigations into insider trading/market abuse did the FCA open between 2020 and 2021 - please provide a monthly breakdown? 
  2. How many of these investigations were open for longer than 6 months?
  3. How many insider trading/market abuse investigations are still open?

FCA response:

Refer to supporting documents below

Supporting document

FOI8230 response